Design principles are created to codify and formalize design knowledge so that innovative, archival practices may be communicated and used to advance design science and solve future design problems, especially the pinnacle, wicked, and grand-challenge problems that face the world and cross-cutting markets. Principles are part of a family of knowledge explication, which also include guidelines, heuristics, rules of thumb, and strategic constructs. Definitions of a range of explications are explored from a number of seminal papers. Based on this analysis, the authors pose formalized definitions for the three most prevalent terms in the literature—principles, guidelines, and heuristics—and draw more definitive distinctions between the terms. Current research methods and practices with design principles are categorized and characterized. We further explore research methodologies, validation approaches, semantic principle composition through computational analysis, and a proposed formal approach to articulating principles. In analyzing the methodology for discovering, deriving, formulating, and validating design principles, the goal is to understand and advance the theoretical basis of design, the foundations of new tools and techniques, and the complex systems of the future. Suggestions for the future of design principles research methodology for added rigor and repeatability are proposed.
Skip Nav Destination
Article navigation
October 2016
Research-Article
Design Principles: Literature Review, Analysis, and Future Directions
Katherine K. Fu,
Katherine K. Fu
School of Mechanical Engineering and,
School of Industrial Design,
Georgia Institute of Technology,
Atlanta, GA 30332
School of Industrial Design,
Georgia Institute of Technology,
Atlanta, GA 30332
Search for other works by this author on:
Maria C. Yang,
Maria C. Yang
Department of Mechanical Engineering,
Massachusetts Institute of Technology,
Cambridge, MA 02139
Massachusetts Institute of Technology,
Cambridge, MA 02139
Search for other works by this author on:
Kristin L. Wood
Kristin L. Wood
Engineering Product Development Pillar,
Singapore University of Technology and Design
Singapore 487372, Singapore
Singapore University of Technology and Design
Singapore 487372, Singapore
Search for other works by this author on:
Katherine K. Fu
School of Mechanical Engineering and,
School of Industrial Design,
Georgia Institute of Technology,
Atlanta, GA 30332
School of Industrial Design,
Georgia Institute of Technology,
Atlanta, GA 30332
Maria C. Yang
Department of Mechanical Engineering,
Massachusetts Institute of Technology,
Cambridge, MA 02139
Massachusetts Institute of Technology,
Cambridge, MA 02139
Kristin L. Wood
Engineering Product Development Pillar,
Singapore University of Technology and Design
Singapore 487372, Singapore
Singapore University of Technology and Design
Singapore 487372, Singapore
Contributed by the Design Theory and Methodology Committee of ASME for publication in the JOURNAL OF MECHANICAL DESIGN. Manuscript received November 3, 2015; final manuscript received June 13, 2016; published online August 30, 2016. Assoc. Editor: Mathew I. Campbell.
J. Mech. Des. Oct 2016, 138(10): 101103 (13 pages)
Published Online: August 30, 2016
Article history
Received:
November 3, 2015
Revised:
June 13, 2016
Citation
Fu, K. K., Yang, M. C., and Wood, K. L. (August 30, 2016). "Design Principles: Literature Review, Analysis, and Future Directions." ASME. J. Mech. Des. October 2016; 138(10): 101103. https://doi.org/10.1115/1.4034105
Download citation file:
Get Email Alerts
Multi-Split Configuration Design for Fluid-Based Thermal Management Systems
J. Mech. Des (February 2025)
Related Articles
Large-Scale Needfinding: Methods of Increasing User-Generated Needs From Large Populations
J. Mech. Des (July,2015)
Editors' Choice Paper Awards Process and Outcome
J. Mech. Des (August,2017)
Erratum: “Sensitivity of Vehicle Market Share Predictions to Discrete Choice Model Specification” [Journal of Mechanical Design, 136(12), 121402]
J. Mech. Des (May,2016)
Quantification of Classical Gestalt Principles in Two-Dimensional Product Representations
J. Mech. Des (September,2015)
Related Proceedings Papers
Related Chapters
Subsection NB—Class 1 Components
Companion Guide to the ASME Boiler and Pressure Vessel Code, Volume 1, Third Edition
Subsection NB—Class 1 Components
Companion Guide to the ASME Boiler & Pressure Vessel Code, Volume 1, Second Edition
The Need for Design Theory Research
Decision Making in Engineering Design